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WHAT IS HAPPENING WITH SECURITIES EXCHANGE ACT OF 1934 RULE 10b5-1 PLANS?

The SEC has announced it is monitoring if there is abuse of so-called Securities Exchange Act of 1934 Rule 10b5-1 stock trading plans.  The SEC stated that it will monitor the situation, and, if it...

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RULE 10B5-1 PLANS IN FLUX

The Securities and Exchange Commission has not reached a conclusion if there will be change to the Exchange Act Rule 10b5-1 stock trading plans, if it should amend the rule, or to provide additional...

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